lc2018.fia.org40th Annual FIA Law and Compliance Conference Homepage | 40th Annual FIA Law and Compliance Conferen

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Jump to navigation file-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3 search FIA Close Close FIA Navigation Advocacy Key Issues Policy Views Regulatory Responses Regulatory Releases Events All Upcoming Events FIA-SIFMA AMG Forum Boca L&C IDX Expo Asia Webinars Past Events Resources Brexit Commodities Documentation Legal Opinions FIA CCP Risk Review Regulatory Guidance Operational and Technology Guidance Business Continuity Tools Industry Data FIA Training Service Provider Directory Futures Fundamentals Affiliates FIA European Principal Traders Association FIA Japan FIA Principal Traders Group FIA Technology Services The Institute for Financial Markets Membership FIA Members Divisions Committees and Working Groups Membership Types Membership Benefits Join FIA Media Press Releases Publications Social Media Event Audio Video FIA Speaks Podcast About Overview Governance Antitrust Policy Staff Careers Diversity Initiative Annual Reports FIA Cares FIA Hall of Fame FIA Innovators Awards Menu Menu Search Sort by Relevance Publication Date Order Asc Desc User Navigation Log in Contact FIA Advocacy Key Issues Policy Views Regulatory Responses Regulatory Releases Events All Upcoming Events FIA-SIFMA AMG Forum Boca L&C IDX Expo Asia Webinars Past Events Resources Brexit Commodities Documentation Legal Opinions FIA CCP Risk Review Regulatory Guidance Operational and Technology Guidance Business Continuity Tools Industry Data FIA Training Service Provider Directory Futures Fundamentals Affiliates FIA European Principal Traders Association FIA Japan FIA Principal Traders Group FIA Technology Services The Institute for Financial Markets Membership FIA Members Divisions Committees and Working Groups Membership Types Membership Benefits Join FIA Media Press Releases Publications Social Media Event Audio Video FIA Speaks Podcast About Overview Governance Antitrust Policy Staff Careers Diversity Initiative Annual Reports FIA Cares FIA Hall of Fame FIA Innovators Awards Global Reach. Regional Expertise. Facebook LinkedIn Follow us on Twitter Flickr 40th Annual FIA Law and Compliance Conference Program Speakers Registration Sponsors & Exhibitors Sponsorship & Exhibit Opportunities Current Sponsors Current Exhibitors Venue & Travel 40th Annual FIA Law and Compliance Conference Homepage Forty years ago, a few dozen legal and compliance professionals at futures commission merchants gathered together in Washington, DC, for the first official FIA Law & Compliance Division conference to discuss the issues of the day. In 1979, these professionals were grappling with a new regulator, a new regulatory environment and understanding how newly adopted and proposed regulations would affect commodities futures contracts. Today, this annual conference attracts nearly 900 legal and compliance professionals representing the entire cleared derivatives ecosystem. Our focus remains the same – providing a forum to learn and discuss the legal and regulatory issues impacting the derivatives industry. Save the date for the 41st Annual Law & Compliance Conference on the Regulation of Futures, Derivatives and OTC Products (L&C 2019), May 8-10 in Washington, DC. May 8-10, 2019 Save the date! PHOTO GALLERY FIA is pleased to announce that news icon Dan Rather will be the keynote lunch speaker at L&C 2018. With more than 60 years spent chronicling our world and nation, few can match the authority, experience, and perspective that this famed newsman brings to almost any subject. The L&C 2018 program taps into key regulators and leading experts to breakdown the key issues and developments of the day. Designed for legal, compliance or internal auditing professionals, the PROGRAM will cover recent legal and regulatory precedents affecting the futures, options and centrally cleared derivatives markets. CFTC officials and other regulators will provide clarifications and insights on key rules and requirements. EARN CLE CREDITS and get up to speed on topics like: Basel Bank Capital Rules European Regulations and Brexit New U.S. Administration Impact Enforcement Updates Bankruptcy and Customer Protection Automated Trading and Regulation AT End-User Compliance Aggregation and Position Limits Cross-Border Rules The FIA Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures and cleared swaps community. The division discusses issues with U.S. and International regulators and exchanges and prepares comment letters, position papers, and court briefs when appropriate. More than 600 industry professionals are members of the division and take part in regularly scheduled events and webinars in addition to the annual conference. LEARN MORE and JOIN! FIA Footer Address BRUSSELS Office 621 Square de Meeûs 37 1000 Brussels info@fia.org LONDON Level 28, One Canada Square Canary Wharf London E14 5AB info@fia.org SINGAPORE Level 18 Centennial Tower 3 Temasek Avenue Singapore 039190 fiaasia@fia.org WASHINGTON, DC 2001 Pennsylvania Avenue NW Suite 600 Washington , D.C. 20006 info@fia.org Footer Copyright © FIA Website Terms and Conditions Privacy Statement Cookie Policy Close Close User Navigation Log in Contact Menu Menu Back to FIA Back to FIA.org Search Sort by Relevance Publication Date Order Asc Desc 40th Annual FIA Law and Compliance Conference Program Speakers Registration Sponsors & Exhibitors Sponsorship & Exhibit Opportunities Current Sponsors Current Exhibitors Venue & Travel...

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